Erin Hester

CRD 5140662 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Erin Dawnelle Cross; Erin D Hester; Erin Dawnelle Hester

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (5): Massachusetts · South Carolina · Texas · Utah · Washington
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Rock Hill, SC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Rock Hill, SC · IA capacity

Jun 17, 2021 → Mar 31, 2025
First Citizens Investor Services, Inc.
Fort Mill, SC · IA capacity

Oct 28, 2019 → Apr 13, 2021
First Citizens Investor Services, Inc.
Fort Mill, SC · BC capacity

Oct 23, 2019 → Apr 13, 2021
Td Ameritrade, Inc.
Charlotte, NC · IA capacity

Aug 2, 2016 → Jan 18, 2018
Td Ameritrade Investment Management, LLC
Charlotte, NC · IA capacity

Aug 2, 2016 → Jan 18, 2018
Td Ameritrade, Inc.
Charlotte, NC · BC capacity

Jul 26, 2016 → Jan 18, 2018
Vanguard Marketing Corporation
Charlotte, NC · BC capacity

Aug 28, 2015 → Jul 28, 2016
Edward Jones
Anchorage, AK · BC capacity

Jul 11, 2006 → Jul 11, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5140662 ↗ FINRA BrokerCheck record for CRD 5140662 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.