Benjamin Adam Wightman

CRD 5142255 · Morgan Stanley · Sandy, UT

IA RegisteredBroker

Also appears in the source record as: Benjamin Wightman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Sandy, UT · IA capacity

May 16, 2023 → present
E*trade Capital Management, LLC
IA capacity

Aug 12, 2020 → Sep 5, 2023
E*trade Securities LLC
BD capacity

Aug 11, 2020 → Sep 5, 2023
Wells Fargo Clearing Services, LLC
IA capacity

Aug 11, 2014 → Aug 3, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Jun 24, 2011 → Aug 3, 2020
Optionshouse, LLC
BD capacity

Jan 11, 2011 → Apr 27, 2011
Optionsxpress, Inc.
BD capacity

Sep 20, 2010 → Jan 10, 2011
Optionshouse, LLC
BD capacity

Apr 26, 2010 → Sep 15, 2010
Fidelity Brokerage Services LLC
BD capacity

Oct 30, 2006 → May 16, 2008

Source & corrections

Where this page comes from

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