William Lee Dale

CRD 5147173 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Will Dale; William Dale

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 99TOSIESeries 7Series 10Series 9Series 66
Registered states (2): Florida · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Suntrust Advisory Services, Inc.
Altamonte Springs, FL · IA capacity

Mar 19, 2018 → Feb 6, 2019
Suntrust Investment Services, Inc.
Altamonte Springs, FL · BC capacity

Mar 9, 2018 → Feb 6, 2019
Scottrade Investment Management
Oviedo, FL · IA capacity

Apr 6, 2017 → Dec 21, 2017
Scottrade, Inc.
Oviedo, FL · BC capacity

Jul 18, 2016 → Dec 21, 2017
Usaa Financial Planning Services
Tampa, FL · IA capacity

Mar 25, 2015 → Jul 6, 2016
Usaa Financial Advisors, Inc.
Tampa, FL · BC capacity

Mar 19, 2015 → Jul 6, 2016
Pnc Investments
Bethlehem, PA · IA capacity

Oct 24, 2013 → Feb 12, 2015
Pnc Investments
Bethlehem, PA · BC capacity

Oct 23, 2013 → Feb 12, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · IA capacity

Sep 13, 2006 → Oct 13, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · BC capacity

Aug 4, 2006 → Oct 13, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5147173 ↗ FINRA BrokerCheck record for CRD 5147173 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.