Valerie L Miller

CRD 5150902 · Charles Schwab & Co., Inc. · Omaha, NE

IA RegisteredBroker

Also appears in the source record as: Valerie Lynn Barrett; Valerie Lynn Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (1): Nebraska
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · BC capacity

start not retrieved → present
Siebert Advisornxt, LLC.
Omaha, NE · IA capacity

Apr 2, 2018 → Jul 11, 2024
Muriel Siebert & Co., LLC
Omaha, NE · BC capacity

Jan 10, 2018 → Jul 11, 2024
Stockcross Financial Services
Omaha, NE · IA capacity

May 3, 2016 → Jan 2, 2020
Stockcross Financial Services, Inc.
Omaha, NE · BC capacity

May 3, 2016 → Jan 2, 2020
Raymond James Financial Services Advisors, Inc
Omaha, NE · IA capacity

Jun 18, 2015 → Aug 3, 2015
Raymond James Financial Services, Inc.
Omaha, NE · BC capacity

Jun 17, 2015 → Aug 3, 2015
First National Capital Markets, Inc.
Omaha, NE · IA capacity

Jun 3, 2010 → Jun 18, 2015
First National Capital Markets
Omaha, NE · BC capacity

Jun 1, 2010 → Jun 18, 2015
Primevest Financial Services, Inc.
Omaha, NE · BC capacity

Sep 6, 2007 → Jun 2, 2010
Td Ameritrade, Inc.
Bellevue, NE · BC capacity

Oct 27, 2006 → Mar 22, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5150902 ↗ FINRA BrokerCheck record for CRD 5150902 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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