Andrae Hampton

CRD 5151826 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Andrae L Hampton; Andrae Hampton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 24SIESeries 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Akron, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Akron, OH · BD capacity

Nov 9, 2021 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 18, 2021 → Mar 31, 2025
Pnc Funds Distributor, LLC
BD capacity

Feb 25, 2016 → Nov 20, 2019
Pnc Capital Advisors LLC
IA capacity

Mar 3, 2016 → Nov 18, 2019
Pnc Investments
BD capacity

Oct 4, 2012 → Jan 29, 2016
Pnc Investments
IA capacity

Oct 4, 2012 → Jan 29, 2016
Chase Investment Services Corp.
BD capacity

Oct 20, 2010 → Sep 7, 2012
Chase Investment Services Corp.
IA capacity

Oct 20, 2010 → Sep 7, 2012
Prudential Financial Planning Services
IA capacity

Sep 7, 2007 → Oct 12, 2010
Pruco Securities, LLC.
BD capacity

Nov 20, 2006 → Oct 12, 2010
Morgan Stanley
IA capacity

Jul 27, 2006 → Nov 3, 2006
Morgan Stanley Dw Inc.
BD capacity

Jul 10, 2006 → Nov 3, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5151826 ↗ FINRA BrokerCheck record for CRD 5151826 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.