Joseph P. Lucia

CRD 5156264 · Fidelity Brokerage Services LLC · Greenwood Village, CO

IA RegisteredBroker

Also appears in the source record as: Joseph P Lucia; Joseph Patrick Lucia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 65SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Castle Rock, CO · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Castle Rock, CO · BD capacity

Mar 12, 2021 → present
Fidelity Brokerage Services LLCCurrent
Greenwood Village, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 23, 2021 → Mar 31, 2025
Proequities, Inc.
BD capacity

Jul 15, 2019 → Mar 3, 2021
Gwfs Equities, Inc.
BD capacity

Aug 24, 2016 → Jun 3, 2019
Curian Clearing, LLC
BD capacity

Oct 10, 2014 → Sep 15, 2015
Curian Capital, LLC
IA capacity

Oct 10, 2014 → Sep 15, 2015
Curian Capital, LLC
IA capacity

Feb 20, 2013 → Sep 9, 2014
Jackson National Life Distributors LLC
BD capacity

Dec 4, 2007 → Sep 9, 2014
Ameriprise Financial Services, Inc.
IA capacity

Aug 16, 2006 → Oct 18, 2007
Ameriprise Financial Services, Inc.
BD capacity

Jul 31, 2006 → Oct 18, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5156264 ↗ FINRA BrokerCheck record for CRD 5156264 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.