Vincent Michael Marzano
Also appears in the source record as: Vincent Marzano
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (3)
- SIESeries 99TOSeries 27
- Registered states
- Not yet retrieved from the source record
- Years in the industry (source record)
- 13
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Bofa Securities Prime, Inc.
- Firm CRD
- 316331
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (16)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Merrill Lynch Professional Clearing Corp.New York, NY · BC capacityApr 17, 2020 → Aug 14, 2023
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Citigroup Global Markets Inc.New York, NY · BC capacityJul 17, 2017 → Apr 8, 2019
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National Financial Services LLCJersey City, NJ · BC capacityOct 22, 2012 → Jun 7, 2017
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Daiwa Capital Markets America Inc.New York, NY · BC capacityAug 29, 2012 → Sep 26, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.