Darren J. Bernard

CRD 5160409 · J.P. Morgan Securities LLC · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: Darren James Bernard

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (34): Arizona · Arkansas · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5160409 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Scottsdale, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Scottsdale, AZ · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Carefree, AZ · IA capacity

Oct 29, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Carefree, AZ · BC capacity

Oct 19, 2009 → Oct 1, 2012
Usaa Financial Planning Services
Phoenix, AZ · IA capacity

Dec 9, 2008 → Aug 21, 2009
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Aug 31, 2007 → Aug 21, 2009
Usaa Investment Management Company
Phoenix, AZ · IA capacity

Jun 14, 2007 → Dec 31, 2008
Usaa Investment Management Company
Phoenix, AZ · BC capacity

Dec 7, 2006 → Dec 31, 2007
Northwestern Mutual Investment Services, LLC
Phoenix, AZ · BC capacity

Sep 7, 2006 → Oct 20, 2006

Source & corrections

Where this page comes from

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