Rommel Garcia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

SIESeries 7Series 66

Registered states (2)

California · Florida

Years in the industry (source record)

17

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (25)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Ocala, FL · BC capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Ocala, FL · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Ocala, FL · IA capacity
  start not retrieved → present
• Pnc Wealth Management

  Ocala, FL · IA capacity
  May 23, 2025 → Mar 25, 2026
• Pnc Wealth Management LLC

  Ocala, FL · BC capacity
  May 22, 2025 → Mar 25, 2026
• Td Private Client Wealth LLC

  Jacksonville, FL · IA capacity
  Mar 7, 2024 → Jul 2, 2024
• Td Private Client Wealth LLC

  Jacksonville, FL · BC capacity
  Mar 6, 2024 → Jul 2, 2024
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Gainesville, FL · IA capacity
  Aug 21, 2019 → Feb 23, 2024
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Gainesville, FL · BC capacity
  Aug 21, 2019 → Feb 23, 2024
• Capital Analysts

  Gainesville, FL · IA capacity
  Apr 5, 2019 → Jun 6, 2019
• Lincoln Investment

  Gainesville, FL · IA capacity
  Apr 1, 2019 → Jun 6, 2019
• Lincoln Investment

  Gainesville, FL · BC capacity
  Mar 29, 2019 → Jun 6, 2019
• Cetera Investment Advisers LLC

  Gainesville, FL · IA capacity
  Dec 17, 2015 → Mar 20, 2019
• Cetera Investment Services LLC

  Orlando, FL · BC capacity
  Dec 2, 2015 → Mar 20, 2019
• Suntrust Investment Services, Inc.

  Newberry, FL · IA capacity
  Feb 18, 2014 → Nov 17, 2015
• Suntrust Investment Services, Inc.

  Newberry, FL · BC capacity
  Feb 14, 2014 → Nov 17, 2015
• Bbva Securities Inc.

  Gainesville, FL · BC capacity
  May 16, 2013 → Feb 14, 2014
• Bbva Wealth Solutions Inc.

  Gainesville, FL · IA capacity
  Mar 29, 2011 → Feb 14, 2014
• Bbva Compass Investment Solutions, Inc

  Middleburg, FL · BC capacity
  Oct 26, 2010 → May 16, 2013
• Chase Investment Services Corp.

  Miami, FL · IA capacity
  Sep 9, 2009 → Oct 22, 2009
• Chase Investment Services Corp.

  Miami, FL · BC capacity
  Aug 10, 2009 → Oct 22, 2009
• Wells Fargo Advisors, LLC

  Miami, FL · IA capacity
  Mar 4, 2008 → Jun 16, 2009
• Wells Fargo Advisors, LLC

  Miami, FL · BC capacity
  Mar 3, 2008 → Jun 16, 2009
• Banc Of America Investment Services, Inc.

  Miami, FL · IA capacity
  Nov 6, 2006 → Nov 20, 2007
• Banc Of America Investment Services, Inc.

  Miami, FL · BC capacity
  Sep 20, 2006 → Nov 20, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.