Kelli L Tate

CRD 5168221 · J.P. Morgan Securities LLC · Columbus, OH

BrokerRegistration inactive

Also appears in the source record as: Kelli Lynn Mcgibboney; Kelli Mcgibboney; Kellil Mcgibboney; Kelli Lynn Tate; Kelli Tate

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (8): Series 99TOSIESeries 7Series 6Series 10Series 9Series 66Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5168221 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (6)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Morgan Stanley
Columbus, OH · IA capacity

Jul 12, 2019 → Jun 13, 2022
Morgan Stanley
Columbus, OH · BC capacity

Nov 4, 2013 → Jun 13, 2022
U.S. Bancorp Investments, Inc.
Columbus, OH · BC capacity

Jun 1, 2007 → Jul 31, 2009
Metropolitan Life Insurance Company
Dublin, OH · BC capacity

Oct 17, 2006 → Apr 16, 2007
Metlife Securities Inc.
Dublin, OH · BC capacity

Oct 17, 2006 → Apr 16, 2007

Source & corrections

Where this page comes from

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