Dominic Robert Casey

CRD 5170324 · J.P. Morgan Securities LLC · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Dominic Raphael Casey; Dominic Raphael Rincon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (17): Arizona · Arkansas · California · Colorado · Florida · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Minnesota · New Jersey · New Mexico · North Carolina · Texas · Virginia · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5170324 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Spring, TX · IA capacity

Apr 28, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Spring, TX · BC capacity

Apr 7, 2010 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · IA capacity

Oct 23, 2009 → Mar 30, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · BC capacity

Oct 23, 2009 → Mar 30, 2010
Banc Of America Investment Services, Inc.
The Woodlands, TX · IA capacity

Dec 21, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
The Woodlands, TX · BC capacity

Dec 14, 2007 → Oct 23, 2009
Ameriprise Financial Services, Inc.
The Woodlands, TX · IA capacity

Sep 25, 2006 → Nov 13, 2007
Ameriprise Financial Services, Inc.
The Woodlands, TX · BC capacity

Sep 7, 2006 → Nov 13, 2007

Source & corrections

Where this page comes from

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