Jerry Lynn Dunivan

CRD 5182195 · Charles Schwab & Co., Inc. · Clayton, MO

IA RegisteredBroker

Also appears in the source record as: Jerry L Dunivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (29): Arizona · Arkansas · California · Colorado · Florida · Idaho · Illinois · Indiana · Kansas · Maine · Maryland · Massachusetts · Minnesota · Missouri · Montana · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Clayton, MO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Clayton, MO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Clayton, MO · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Chesterfield, MO · IA capacity

Feb 25, 2015 → Feb 15, 2017
Td Ameritrade Investment Management, LLC
Chesterfield, MO · IA capacity

Feb 25, 2015 → Feb 15, 2017
Td Ameritrade, Inc.
Chesterfield, MO · BC capacity

Feb 25, 2015 → Feb 15, 2017
Fifth Third Securities, Inc.
St. Louis, MO · IA capacity

Jul 9, 2014 → Mar 6, 2015
Fifth Third Securities, Inc.
St. Louis, MO · BC capacity

Jul 9, 2014 → Mar 6, 2015
Pnc Investments
Chesterfield, MO · IA capacity

Jan 29, 2013 → Jun 23, 2014
Pnc Investments
Chesterfield, MO · BC capacity

Jan 29, 2013 → Jun 23, 2014
U.S. Bancorp Investments, Inc.
Saint Charles, MO · IA capacity

Oct 8, 2010 → Jan 2, 2013
U.S. Bancorp Investments, Inc.
Saint Charles, MO · BC capacity

Oct 8, 2010 → Jan 2, 2013
Natcity Investments, Inc.
Washington, MO · IA capacity

Mar 6, 2009 → Nov 13, 2009
Natcity Investments, Inc.
Washington, MO · BC capacity

Mar 6, 2009 → Nov 13, 2009
Banc Of America Investment Services, Inc.
Chesterfield, MO · IA capacity

Nov 9, 2007 → Feb 23, 2009
Banc Of America Investment Services, Inc.
Chesterfield, MO · BC capacity

Nov 9, 2007 → Feb 23, 2009
Citigroup Global Markets Inc.
Chesterfield, MO · IA capacity

Nov 6, 2006 → Nov 26, 2007
Citigroup Global Markets Inc.
Chesterfield, MO · BC capacity

Sep 19, 2006 → Nov 26, 2007

Source & corrections

Where this page comes from

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