Robert Soto

CRD 5186632 · Wells Fargo Advisors · Winter Park, FL

IA RegisteredBroker

Also appears in the source record as: Tito Soto

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Winter Park, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Kissimmee, FL · IA capacity

Aug 25, 2020 → May 31, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Kissimmee, FL · BC capacity

Aug 17, 2020 → May 31, 2022
Cuso Financial Services, L.P.
Orlando, FL · IA capacity

May 13, 2020 → Aug 18, 2020
Cuso Financial Services, L.P.
Orlando, FL · BC capacity

May 12, 2020 → Aug 18, 2020
Santander Securities
Jersey City, NJ · IA capacity

Mar 6, 2018 → May 14, 2020
Santander Securities LLC
Jersey City, NJ · BC capacity

Mar 6, 2018 → May 14, 2020
Thrivent Investment Management Inc.
Orlando, FL · IA capacity

Nov 17, 2017 → Mar 9, 2018
Thrivent Investment Management Inc.
Orlando, FL · BC capacity

Aug 8, 2017 → Mar 9, 2018
Citigroup Global Markets Inc.
Bloomfield, NJ · BC capacity

May 29, 2007 → Mar 31, 2008
Citicorp Investment Services
Bloomfield, NJ · BC capacity

Aug 14, 2006 → May 29, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5186632 ↗ FINRA BrokerCheck record for CRD 5186632 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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