Rebecca Wittrock

CRD 5188279 · Morgan Stanley · Sioux Falls, SD

IA RegisteredBroker

Also appears in the source record as: Rebecca Halvorson; Becky Wittrock; Rebecca Wittrock

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (38): Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Sioux Falls, SD · IA capacity

Feb 15, 2019 → present
Wells Fargo Clearing Services, LLC
IA capacity

Feb 24, 2017 → Apr 17, 2017
Wells Fargo Clearing Services, LLC
BD capacity

Jan 31, 2017 → Apr 17, 2017
Morgan Stanley
IA capacity

Nov 29, 2010 → Jul 15, 2016
Morgan Stanley
BD capacity

Jun 1, 2009 → Jul 15, 2016
Morgan Stanley & Co. Incorporated
BD capacity

Jun 4, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Sep 24, 2007 → Jun 13, 2008
Charles Schwab & Co., Inc.
BD capacity

Aug 17, 2006 → Aug 16, 2007

Source & corrections

Where this page comes from

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