Christopher Ody

CRD 5188668 · Wells Fargo Advisors · St. Louis, MO

BrokerRegistration inactive

Also appears in the source record as: Chris Ody; Christopher Lawrence Ody; Christopher Ody

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (17): Series 6TOSeries 82TOSeries 57TOSeries 99TOSeries 22TOSeries 52TOSIESeries 79Series 55Series 7Series 14Series 26Series 39Series 53Series 24Series 66Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Securities, LLC
Charlotte, NC · BC capacity

Mar 9, 2022 → Oct 18, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlotte, NC · IA capacity

Nov 28, 2018 → May 18, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Nov 20, 2018 → May 18, 2020
Brighthouse Securities, LLC
Charlotte, NC · BC capacity

Nov 2, 2017 → Aug 27, 2018
Pnc Investments
Duluth, GA · IA capacity

Feb 16, 2015 → Oct 17, 2017
Pnc Investments
Duluth, GA · BC capacity

Nov 4, 2014 → Oct 17, 2017
Axa Advisors, LLC
Raleigh, NC · BC capacity

Dec 10, 2013 → Oct 21, 2014
Credit Suisse Securities (USA) LLC
Research Triangle Park, NC · BC capacity

Sep 25, 2012 → Dec 3, 2013
Ubs Financial Services Inc.
Charlotte, NC · IA capacity

Mar 31, 2010 → Jun 3, 2010
Ubs Financial Services Inc.
Charlotte, NC · BC capacity

Dec 23, 2009 → Jun 3, 2010
Banc Of America Investment Services, Inc.
Charlotte, NC · BC capacity

Aug 22, 2008 → Mar 18, 2009
E*trade Securities LLC
Charlotte, NC · BC capacity

Aug 17, 2006 → Jul 11, 2008

Source & corrections

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