Chase Michael Vaseleou

CRD 5189209 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Chase Vaseleou

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24Series 10Series 9SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Salt Lake City, UT · IA capacity

Aug 26, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Park Avenue Securities LLC
BD capacity

Dec 2, 2021 → Aug 12, 2022
Park Avenue Securities LLC
IA capacity

Dec 2, 2021 → Aug 12, 2022
Hornor, Townsend & Kent, LLC
IA capacity

Feb 25, 2015 → Nov 16, 2021
Hornor, Townsend & Kent, LLC
BD capacity

Feb 13, 2015 → Nov 16, 2021
Morgan Stanley
IA capacity

Oct 5, 2012 → Jan 6, 2015
Morgan Stanley
BD capacity

Jul 11, 2012 → Jan 6, 2015
Wells Fargo Advisors, LLC
BD capacity

Jan 3, 2011 → Jun 25, 2012
Wells Fargo Investments, LLC
BD capacity

Apr 15, 2010 → Jan 3, 2011
E*trade Securities LLC
BD capacity

Aug 25, 2006 → Feb 8, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5189209 ↗ FINRA BrokerCheck record for CRD 5189209 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.