Jason Klein

CRD 5190157 · J.P. Morgan Securities LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Jason John Klein; Jason Klein; Jason J Klein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 65Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Farther
Boynton Beach, FL · IA capacity

Aug 8, 2024 → Dec 13, 2024
Gladstone Wealth Partners
Purchase, NY · IA capacity

Feb 23, 2024 → Mar 5, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New Canaan, CT · IA capacity

Jun 7, 2021 → Feb 28, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New Canaan, CT · BC capacity

Jun 7, 2021 → Feb 28, 2024
Citigroup Global Markets Inc.
Darien, CT · IA capacity

Jun 26, 2017 → Jun 1, 2021
Citigroup Global Markets Inc.
Darien, CT · BC capacity

Jun 23, 2017 → Jun 1, 2021
Hsbc Securities (USA) Inc.
New York, NY · IA capacity

Jul 21, 2015 → Jun 26, 2017
Hsbc Securities (USA) Inc.
New York, NY · BC capacity

May 18, 2015 → Jun 26, 2017
Charles Schwab & Co., Inc.
New York City, NY · BC capacity

Jun 13, 2007 → May 8, 2015
Charles Schwab & Co., Inc.
New York City, NY · IA capacity

Jan 23, 2009 → Dec 31, 2012
Mclaughlin, Piven, Vogel Securities, Inc.
New York, NY · BC capacity

Sep 6, 2006 → Feb 27, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5190157 ↗ FINRA BrokerCheck record for CRD 5190157 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.