Mario Omar Martinez Chavez
Also appears in the source record as: Mario O Martinez
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 66SIESeries 7
- Registered states (15)
- Arizona · California · Colorado · Delaware · Florida · Illinois · Maryland · Nevada · New Mexico · New York · Puerto Rico · Texas · Utah · Washington · Wisconsin
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 5195893 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jun 14, 2016 → present
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Morgan StanleyIA capacityApr 29, 2016 → May 9, 2016
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Bbva Securities Inc.BD capacityMay 16, 2013 → May 2, 2016
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Bbva Wealth Solutions Inc.IA capacityOct 15, 2010 → May 2, 2016
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Bbva Compass Investment Solutions, IncBD capacityJun 30, 2009 → May 16, 2013
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St Johns Wealth ManagementIA capacityApr 26, 2010 → Oct 15, 2010
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Bbva Compass Investment Solutions, Inc.IA capacityNov 6, 2009 → Mar 15, 2010
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Bbva Investments Inc.BD capacityAug 11, 2006 → Jul 1, 2009
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.