Sushil Birla

CRD 5198071 · J.P. Morgan Securities LLC · Pearland, TX

IA RegisteredBroker

Also appears in the source record as: Sushil Omprakash Birla; Sushil Kaurbirla

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (12): California · Colorado · Delaware · Florida · Kansas · Louisiana · Massachusetts · Michigan · Nevada · New Jersey · Texas · Washington
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Pearland, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Pearland, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.
San Ramon, CA · IA capacity

Mar 13, 2015 → Nov 10, 2015
Charles Schwab & Co., Inc.
San Ramon, CA · BC capacity

Mar 13, 2015 → Nov 10, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · IA capacity

Feb 4, 2013 → Feb 13, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · BC capacity

Feb 4, 2013 → Feb 13, 2015
Axa Advisors, LLC
San Francisco, CA · IA capacity

Mar 21, 2012 → Nov 9, 2012
Axa Advisors, LLC
San Francisco, CA · BC capacity

Mar 21, 2012 → Nov 9, 2012
Morgan Stanley Smith Barney LLC
Menlo Park, CA · IA capacity

Jun 1, 2009 → Oct 22, 2010
Morgan Stanley Smith Barney
Menlo Park, CA · BC capacity

Jun 1, 2009 → Oct 22, 2010
Citigroup Global Markets Inc.
Menlo Park, CA · IA capacity

Apr 14, 2009 → Jun 1, 2009
Citigroup Global Markets Inc.
Menlo Park, CA · BC capacity

Feb 5, 2008 → Jun 1, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5198071 ↗ FINRA BrokerCheck record for CRD 5198071 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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