Michael Vatter
Also appears in the source record as: Michael Vatter
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (19)
- Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Kansas · Michigan · Nevada · New Mexico · North Carolina · Ohio · Oklahoma · Rhode Island · Texas · Virginia · Wyoming
- Years in the industry (source record)
- 19
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 5199140 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (26)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Ameriprise Financial Services, LLCDallas, TX · BC capacityNov 3, 2023 → Jul 17, 2026
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Comerica SecuritiesDallas, TX · IA capacityOct 5, 2017 → Nov 3, 2023
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Comerica SecuritiesDallas, TX · BC capacityOct 4, 2017 → Nov 3, 2023
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Lpl Financial LLCArlington, TX · IA capacityOct 28, 2014 → Oct 10, 2017
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Lpl Financial LLCArlington, TX · BC capacityOct 28, 2014 → Oct 10, 2017
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Independent Financial PartnersArlington, TX · IA capacityOct 29, 2015 → Mar 22, 2016
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Transamerica Financial Advisors, Inc.Arlington, TX · IA capacityAug 12, 2011 → Oct 31, 2014
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Transamerica Financial Advisors, IncArlington, TX · BC capacityAug 2, 2011 → Oct 31, 2014
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Sws Financial Services, Inc.Arlington, TX · IA capacityMay 11, 2010 → Sep 2, 2011
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Sws Financial Services, Inc.Arlington, TX · BC capacityMay 11, 2010 → Sep 2, 2011
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St Johns Wealth ManagementDallas, TX · IA capacityApr 7, 2010 → May 18, 2010
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Bbva Compass Investment Solutions, IncDallas, TX · BC capacityJun 18, 2009 → May 7, 2010
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Bbva Compass Investment Solutions, Inc.Dallas, TX · IA capacityJun 24, 2009 → Mar 12, 2010
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Guaranty Brokerage Services, Inc.Dallas, TX · BC capacityApr 8, 2008 → May 27, 2009
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Metlife Securities Inc.Dallas, TX · IA capacityJan 3, 2008 → Mar 4, 2008
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Metlife Securities Inc.Dallas, TX · BC capacityDec 20, 2007 → Mar 4, 2008
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Chase Investment Services Corp.Dallas, TX · IA capacityMay 21, 2007 → Oct 23, 2007
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Chase Investment Services Corp.Dallas, TX · BC capacityMay 21, 2007 → Oct 23, 2007
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Merrill Lynch Pierce Fenner & Smith Inc.Dallas, TX · IA capacityDec 12, 2006 → Apr 23, 2007
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedDallas, TX · BC capacityOct 31, 2006 → Apr 23, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.