Brian Michael Pelling

CRD 5202080 · Wells Fargo Advisors · Schaumburg, IL

IA RegisteredBroker

Also appears in the source record as: Brian Michael Pellins; Brian Pellins

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 31Series 66
Registered states (34): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Massachusetts · Michigan · Minnesota · Missouri · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 10
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Schaumburg, IL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Western Springs, IL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Schaumburg, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Western Springs, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Schaumburg, IL · IA capacity

start not retrieved → present
Geneos Wealth Management, Inc.
Homer Glen, IL · IA capacity

Oct 2, 2018 → Jan 22, 2019
Geneos Wealth Management, Inc.
Homer Glen, IL · BC capacity

Aug 28, 2018 → Jan 22, 2019
Morgan Stanley Smith Barney LLC
Oakbrook Terrace, IL · IA capacity

Jun 1, 2009 → Aug 3, 2009
Morgan Stanley Smith Barney
Oakbrook Terrace, IL · BC capacity

Jun 1, 2009 → Aug 3, 2009
Citigroup Global Markets Inc.
Oakbrook Terrace, IL · IA capacity

Oct 17, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Oakbrook Terrace, IL · BC capacity

Oct 5, 2006 → Jun 1, 2009

Source & corrections

Where this page comes from

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