Samin Mozaffari-Nejad

CRD 5202700 · Fidelity Brokerage Services LLC · Greenwood Village, CO

IA RegisteredBroker

Also appears in the source record as: Sam Mozaffari; Samin Mozaffari; Mozaffari Samin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Scottsdale, AZ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Scottsdale, AZ · BD capacity

Jul 1, 2021 → present
Fidelity Brokerage Services LLCCurrent
Greenwood Village, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 14, 2021 → Mar 31, 2025
Cuna Brokerage Services, Inc.
IA capacity

Aug 11, 2020 → Apr 6, 2021
Cuna Brokerage Services, Inc.
BD capacity

Aug 10, 2020 → Apr 6, 2021
Vanguard Marketing Corporation
BD capacity

Aug 17, 2017 → Nov 22, 2019
Vanguard Advisers, Inc.
IA capacity

Aug 17, 2017 → Nov 22, 2019
Usaa Financial Planning Services
IA capacity

Oct 23, 2007 → Jul 14, 2017
Usaa Financial Advisors, Inc.
BD capacity

Aug 31, 2007 → Jul 14, 2017
Usaa Investment Management Company
IA capacity

Aug 21, 2007 → Oct 15, 2007
Usaa Investment Management Company
BD capacity

Sep 11, 2006 → Oct 15, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5202700 ↗ FINRA BrokerCheck record for CRD 5202700 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.