Richard Troy Walsh

CRD 5205418 · Fidelity Brokerage Services LLC · Chandler, AZ

IA RegisteredBroker

Also appears in the source record as: Richard Troy Walsh IV; Ricky Walsh; Richard T Walsh IV

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (32): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Minnesota · Missouri · Montana · Nebraska · Nevada · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Tempe, AZ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Tempe, AZ · BD capacity

Nov 13, 2019 → present
Fidelity Brokerage Services LLCCurrent
Chandler, AZ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 15, 2019 → Mar 31, 2025
Td Ameritrade, Inc.
BD capacity

Jan 17, 2019 → Sep 10, 2019
Td Ameritrade, Inc.
IA capacity

Jan 15, 2019 → Sep 10, 2019
Td Ameritrade Investment Management, LLC
IA capacity

Jan 15, 2019 → Sep 10, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 18, 2014 → Aug 14, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 18, 2014 → Aug 14, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 8, 2011 → Jan 2, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 5, 2011 → Jan 2, 2014
Scottrade, Inc.
BD capacity

Apr 12, 2010 → Nov 4, 2011
Charles Schwab & Co., Inc.
BD capacity

Aug 24, 2007 → Apr 8, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5205418 ↗ FINRA BrokerCheck record for CRD 5205418 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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