Jonathan Poulis

CRD 5208295 · Wells Fargo Advisors · Anaheim, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSeries 99TOSIESeries 6Series 65Series 63
Registered states (30): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Anaheim, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Anaheim, CA · BC capacity

start not retrieved → present
Lpl Financial LLC
San Diego, CA · BC capacity

Sep 27, 2023 → May 1, 2025
P.J. Robb Variable, LLC
Memphis, TN · BC capacity

Jun 17, 2022 → Sep 15, 2023
Commonwealth Financial Network
San Diego, CA · BC capacity

Apr 21, 2022 → May 31, 2022
The Leaders Group, Inc.
Summit, NJ · BC capacity

Apr 8, 2021 → Mar 3, 2022
Prudential Annuities Distributors, Inc
Shelton, CT · BC capacity

Jun 30, 2015 → Jun 25, 2018
Gwn Securities Inc.
Palm Beach Gardens, FL · BC capacity

Apr 29, 2015 → Jun 29, 2015
Security Distributors, Inc.
Topeka, KS · BC capacity

May 15, 2013 → Mar 2, 2015
Jefferson National Securities Corporation
Columbus, OH · BC capacity

Oct 12, 2010 → May 24, 2013
Ing Financial Advisers, LLC
Windsor, CT · BC capacity

Jun 10, 2010 → Sep 14, 2010
Mml Distributors, LLC
Enfield, CT · BC capacity

Dec 6, 2007 → Apr 28, 2009
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Oct 9, 2006 → Apr 11, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5208295 ↗ FINRA BrokerCheck record for CRD 5208295 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.