Ricky Joe Dover

CRD 5211858 · J.P. Morgan Securities LLC · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Ricky J Dover; Ricky Dover

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (3): Georgia · North Carolina · Texas
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Atlanta, GA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Atlanta, GA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Atlanta, GA · IA capacity

start not retrieved → present
Lpl Financial LLC
Jacksonville, FL · IA capacity

May 23, 2024 → Oct 8, 2024
Lpl Financial LLC
Jacksonville, FL · BC capacity

May 22, 2024 → Oct 8, 2024
Cetera Investment Advisers LLC
Woodstock, GA · IA capacity

Feb 27, 2023 → May 9, 2023
Cetera Investment Services LLC
Woodstock, GA · BC capacity

Feb 24, 2023 → May 9, 2023
Empower Advisory Group, LLC
Atlanta, GA · IA capacity

Jun 22, 2021 → Oct 10, 2022
Empower Financial Services, Inc.
Greenwood Village, CO · BC capacity

Jun 21, 2021 → Oct 10, 2022
W&s Brokerage Services, Inc.
Norcross, GA · IA capacity

Oct 22, 2020 → Jun 8, 2021
W&s Brokerage Services, Inc.
Norcross, GA · BC capacity

Oct 21, 2020 → Jun 8, 2021
Edward Jones
Atlanta, GA · IA capacity

Sep 4, 2019 → Oct 22, 2019
Edward Jones
St. Louis, MO · BC capacity

Aug 12, 2019 → Oct 22, 2019
Woodstock Financial Group, Inc.
Lawrenceville, GA · BC capacity

Apr 6, 2009 → Nov 6, 2009
Northwestern Mutual Investment Services, LLC
Norcross, GA · BC capacity

May 9, 2007 → Dec 4, 2007

Source & corrections

Where this page comes from

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