Andrew Rodgers Meyer

CRD 5214478 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chicago, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 66SIESeries 7
Registered states (11): Arizona · California · Florida · Illinois · Indiana · Kentucky · Michigan · New Jersey · Ohio · Texas · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · IA capacity

May 6, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
IA capacity

Jan 12, 2023 → May 5, 2025
J.P. Morgan Securities LLC
BD capacity

Jul 11, 2014 → May 5, 2025
M Holdings Securities, Inc.
IA capacity

Sep 3, 2009 → Jun 30, 2014
M Holdings Securities, Inc.
BD capacity

May 16, 2007 → Jun 30, 2014
Mack Financial Group, Inc.
IA capacity

Sep 29, 2007 → Dec 31, 2009

Source & corrections

Where this page comes from

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