Lance Allen Robert Chuck

CRD 5216215 · Charles Schwab & Co., Inc. · San Ramon, CA

IA RegisteredBroker

Also appears in the source record as: Lance Chuck

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 24Series 66
Registered states (15): Arizona · California · Colorado · Florida · Massachusetts · Minnesota · Nevada · New Mexico · New York · North Carolina · Oregon · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Ramon, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Ramon, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Ramon, CA · IA capacity

start not retrieved → present
Td Ameritrade Investment Management, LLC
San Ramon, CA · IA capacity

Feb 26, 2018 → Apr 11, 2023
Td Ameritrade, Inc.
San Ramon, CA · BC capacity

Feb 26, 2018 → Apr 11, 2023
Td Ameritrade, Inc.
San Ramon, CA · IA capacity

Feb 27, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Sep 15, 2016 → Feb 26, 2018
Scottrade, Inc.
San Luis Obispo, CA · BC capacity

May 9, 2008 → Feb 26, 2018
Edward Jones
Alameda, CA · IA capacity

Sep 10, 2007 → Mar 14, 2008
Edward Jones
Alameda, CA · BC capacity

Sep 10, 2007 → Mar 14, 2008
Ameriprise Financial Services, Inc.
San Francisco, CA · IA capacity

Jan 23, 2007 → Apr 12, 2007
Ameriprise Financial Services, Inc.
San Francisco, CA · BC capacity

Nov 6, 2006 → Apr 12, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5216215 ↗ FINRA BrokerCheck record for CRD 5216215 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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