Brian Matthew Nichols Tucei

CRD 5218840 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Brian M Tucei; Brian Tucei

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (1): New York
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5218840 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

Oct 24, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
First Republic Investment Management, Inc.
IA capacity

Apr 6, 2021 → Sep 28, 2023
First Republic Securities Company, LLC
BD capacity

Apr 5, 2021 → Sep 28, 2023
Citigroup Global Markets Inc.
IA capacity

Apr 17, 2017 → Apr 1, 2021
Citigroup Global Markets Inc.
BD capacity

Dec 5, 2012 → Apr 1, 2021
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Nov 9, 2012
Chase Investment Services Corp.
BD capacity

Oct 10, 2006 → Oct 1, 2012

Source & corrections

Where this page comes from

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