Richard Gronske

CRD 5228021 · Fidelity Brokerage Services LLC · Millburn, NJ

IA RegisteredBroker

Also appears in the source record as: Richard Gerard Gronske; Richard Gronske

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 10Series 9Series 24SIESeries 7Series 6
Registered states (5): Florida · Massachusetts · New Jersey · New York · Texas
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Millburn, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Branchburg, NJ · BD capacity

Apr 19, 2022 → present
Fidelity Brokerage Services LLCCurrent
Millburn, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 26, 2022 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 4, 2018 → Mar 16, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 31, 2018 → Mar 16, 2022
Capital One Advisors, LLC
IA capacity

May 1, 2017 → Jan 25, 2018
Capital One Investing, LLC
BD capacity

Apr 26, 2017 → Jan 25, 2018
Pnc Investments
IA capacity

May 19, 2015 → May 3, 2017
Pnc Investments
BD capacity

Apr 24, 2015 → May 3, 2017
Pnc Investments
BD capacity

Dec 24, 2008 → Nov 1, 2011
Wachovia Securities, LLC
BD capacity

Oct 19, 2007 → Oct 29, 2008
Metropolitan Life Insurance Company
BD capacity

Dec 7, 2006 → Jan 22, 2007
Metlife Securities Inc.
BD capacity

Dec 7, 2006 → Jan 22, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5228021 ↗ FINRA BrokerCheck record for CRD 5228021 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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