Tyler Jay Smith
Also appears in the source record as: Tyler J Smith
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (11)
- Series 52TOSIESeries 3Series 7Series 53Series 24Series 4Series 10Series 9Series 66Series 63
- Registered states (1)
- Utah
- Years in the industry (source record)
- 16
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Horace Mann Investors, Inc.Woods Cross, UT · IA capacityAug 1, 2016 → Dec 23, 2025
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Horace Mann Investors, Inc.Springfield, IL · BC capacityJul 27, 2016 → Dec 23, 2025
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Alpine Securities CorporationSalt Lake City, UT · BC capacityApr 9, 2014 → Jul 8, 2016
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Goldman, Sachs & Co.New York, NY · BC capacityDec 13, 2013 → Apr 30, 2014
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Morgan StanleySouth Jordan, UT · IA capacityFeb 10, 2012 → Nov 20, 2013
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Morgan StanleySouth Jordan, UT · BC capacityMay 5, 2011 → Nov 20, 2013
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Strategic Advisers, Inc.Salt Lake City, UT · IA capacityDec 5, 2007 → Apr 4, 2008
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Fidelity Brokerage Services LLCSalt Lake City, UT · BC capacityDec 18, 2006 → Apr 4, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.