Stacy Hawkins

CRD 5238132 · J.P. Morgan Securities LLC · Hammond, LA

IA RegisteredBroker

Also appears in the source record as: Stacy Lee Hawkins; Stacy Hawkins; Stacy Hawkins Hoover; Stacy Hoover; Stacy Hawkins,; Stacy Hawkins, Cfp

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (17): Alabama · Arizona · California · Florida · Georgia · Indiana · Louisiana · Mississippi · Missouri · Nevada · New Jersey · North Carolina · Oregon · South Dakota · Tennessee · Texas · West Virginia
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Hammond, LA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Hammond, LA · BC capacity

start not retrieved → present
Capital One Advisors, LLC
Denham Springs, LA · IA capacity

Feb 27, 2017 → Jun 25, 2018
Capital One Investing, LLC
Denham Springs, LA · BC capacity

Mar 2, 2016 → Jun 25, 2018
Capital One Investment Services LLC
New Orleans, LA · BC capacity

Sep 5, 2013 → Jan 2, 2015
Metlife Securities Inc.
Mandeville, LA · BC capacity

Aug 8, 2011 → Sep 15, 2011
Metlife Securities Inc.
Baton Rouge, LA · IA capacity

Feb 13, 2007 → May 9, 2011
Metropolitan Life Insurance Company
Metairie, LA · BC capacity

Nov 27, 2006 → Jul 9, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5238132 ↗ FINRA BrokerCheck record for CRD 5238132 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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