Adam Colombo

CRD 5239110 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Adam J Colombo; Adam James Colombo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 3Series 7Series 24Series 9Series 10Series 65Series 63
Registered states (5): Massachusetts · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Nashville, TN · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Nashville, TN · IA capacity

Nov 10, 2022 → Mar 31, 2025
Morgan Stanley
Nashville, TN · IA capacity

Jul 8, 2020 → Dec 22, 2021
Morgan Stanley
Nashville, TN · BC capacity

Jul 8, 2020 → Dec 22, 2021
Wells Fargo Clearing Services, LLC
Portland, OR · IA capacity

Aug 27, 2018 → Jan 7, 2020
Wells Fargo Clearing Services, LLC
Portland, OR · BC capacity

Aug 27, 2018 → Jan 7, 2020
M Holdings Securities, Inc.
Portland, OR · IA capacity

Oct 14, 2016 → Aug 20, 2018
M Holdings Securities, Inc.
Portland, OR · BC capacity

Oct 12, 2016 → Aug 20, 2018
Wells Fargo Investments, LLC
Pleasant Hill, CA · IA capacity

Jun 24, 2008 → Jan 3, 2011
Wells Fargo Investments, LLC
Pleasant Hill, CA · BC capacity

Jun 24, 2008 → Jan 3, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · IA capacity

Dec 1, 2007 → Apr 30, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · BC capacity

Oct 31, 2007 → Apr 30, 2008
Maguire Investments, Inc.
Santa Maria, CA · BC capacity

Dec 1, 2006 → Jul 31, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5239110 ↗ FINRA BrokerCheck record for CRD 5239110 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.