Tyler Stephen

CRD 5240105 · Wells Fargo Advisors · Bradenton, FL

IA RegisteredBroker

Also appears in the source record as: Tyler W Stephen; Tyler Wade Stephen; Tyler Stephen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (14): Alabama · Colorado · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Missouri · Nevada · New York · North Carolina · Ohio · South Carolina
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Bradenton, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bradenton, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bradenton, FL · IA capacity

start not retrieved → present
Cetera Investment Advisers LLC
Venice, FL · IA capacity

Oct 25, 2021 → Jun 2, 2025
Cetera Investment Services LLC
Venice, FL · BC capacity

Oct 8, 2021 → Jun 2, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Venice, FL · IA capacity

Aug 28, 2019 → Sep 10, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Venice, FL · BC capacity

Aug 27, 2019 → Sep 10, 2021
Lpl Financial LLC
Lakewood Ranch, FL · IA capacity

Sep 10, 2018 → Aug 9, 2019
Lpl Financial LLC
Lakewood Ranch, FL · BC capacity

Sep 7, 2018 → Aug 9, 2019
Fifth Third Securities, Inc.
Clearwater, FL · IA capacity

May 27, 2014 → Sep 7, 2018
Fifth Third Securities, Inc.
Clearwater, FL · BC capacity

May 15, 2014 → Sep 7, 2018
J.P. Morgan Securities LLC
Bradenton, FL · IA capacity

Dec 5, 2012 → May 9, 2014
J.P. Morgan Securities LLC
Bradenton, FL · BC capacity

Nov 29, 2012 → May 9, 2014

Source & corrections

Where this page comes from

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