Javier Mario Gonzalez
Also appears in the source record as: Javier M Gonzalez Jr.; Javier M. Gonzalez Jr.
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (20)
- Arizona · California · Colorado · Connecticut · Florida · Georgia · Kansas · Minnesota · Mississippi · Montana · New York · North Carolina · Oklahoma · Oregon · Puerto Rico · South Carolina · Texas · Vermont · Virginia · Washington
- Years in the industry (source record)
- 19
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 5277101 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (10)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Bbva Wealth Solutions Inc.San Antonio, TX · IA capacityApr 11, 2014 → Sep 24, 2018
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Bbva Securities Inc.San Antonio, TX · BC capacityApr 9, 2014 → Sep 24, 2018
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Wells Fargo Advisors, LLCSan Antonio, TX · IA capacityOct 4, 2012 → Apr 1, 2014
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Wells Fargo Advisors, LLCSan Antonio, TX · BC capacityOct 4, 2012 → Apr 1, 2014
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Usaa Financial Planning ServicesSan Antonio, TX · IA capacityOct 20, 2010 → Sep 7, 2012
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Usaa Financial Advisors, Inc.San Antonio, TX · BC capacityFeb 12, 2010 → Sep 7, 2012
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Lpl Financial CorporationSan Antonio, TX · BC capacityFeb 8, 2008 → Jan 12, 2010
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Compass Brokerage, Inc.San Antonio, TX · BC capacityMar 26, 2007 → Jan 4, 2008
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.