Michael Parisi

CRD 5277136 · J.P. Morgan Securities LLC · Ridgewood, NJ

IA RegisteredBroker

Also appears in the source record as: Michael J Parisi; Michael Joseph Parisi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (13): California · Connecticut · Delaware · Florida · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Vermont
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5277136 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Ridgewood, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Ridgewood, NJ · BC capacity

start not retrieved → present
Advice And Planning Services
Hackensack, NJ · IA capacity

Nov 30, 2016 → Aug 9, 2017
Tiaa-Cref Individual & Institutional Services, LLC
Hackensack, NJ · BC capacity

Nov 28, 2016 → Aug 9, 2017
Td Ameritrade, Inc.
Ramsey, NJ · IA capacity

Jan 14, 2010 → Oct 4, 2016
Amerivest Investment Management, LLC
Ramsey, NJ · IA capacity

Jan 14, 2010 → Oct 4, 2016
Td Ameritrade, Inc.
Ramsey, NJ · BC capacity

Jan 14, 2010 → Oct 4, 2016
Wells Fargo Advisors, LLC
Park Ridge, NJ · IA capacity

Oct 27, 2008 → Jan 6, 2010
Wells Fargo Advisors, LLC
Park Ridge, NJ · BC capacity

Oct 27, 2008 → Jan 6, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Fort Lee, NJ · IA capacity

May 8, 2007 → Oct 20, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Fort Lee, NJ · BC capacity

Apr 10, 2007 → Oct 20, 2008

Source & corrections

Where this page comes from

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