Geoffrey Paul Lay

CRD 5291695 · Fidelity Brokerage Services LLC · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Geoff P Lay; Geoffrey P Lay; Geoffrey Lay

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Salt Lake City, UT · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Holladay, UT · BD capacity

Feb 4, 2021 → present
Fidelity Brokerage Services LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 16, 2022 → Mar 31, 2025
Equitable Advisors, LLC
BD capacity

Jun 10, 2020 → Nov 24, 2020
Equitable Advisors, LLC
IA capacity

Jun 10, 2020 → Nov 24, 2020
Hornor, Townsend & Kent, LLC
BD capacity

Aug 28, 2019 → Oct 31, 2019
Hornor, Townsend & Kent, LLC
IA capacity

Aug 27, 2019 → Oct 31, 2019
Strategic Advisers, Inc.
IA capacity

Jan 1, 2010 → Aug 31, 2017
Fidelity Brokerage Services LLC
BD capacity

Nov 2, 2007 → Aug 29, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5291695 ↗ FINRA BrokerCheck record for CRD 5291695 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.