Mark D Tishman

CRD 5293993 · T. Rowe Price Associates, Inc. · Overland Park, KS

IA RegisteredBroker

Also appears in the source record as: Mark D. Tishman; Mark David Tishman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5293993 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (7)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Overland Park, KS · IA capacity

Jun 13, 2023 → present
T. Rowe Price Investment Services, Inc.Current
Overland Park, KS · BD capacity

Jun 12, 2023 → present
Amundi Asset Management US, Inc.
IA capacity

Jan 4, 2021 → May 19, 2023
Amundi Distributor US, Inc.
BD capacity

Sep 2, 2010 → May 19, 2023
Amundi Pioneer Institutional Asset Management, Inc.
IA capacity

Sep 3, 2010 → Dec 31, 2020
Putnam Investment Management, LLC
IA capacity

Aug 7, 2008 → Aug 31, 2010
Putnam Retail Management Limited Partnership
BD capacity

May 2, 2007 → Aug 31, 2010

Source & corrections

Where this page comes from

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