Michael Scott Rains

CRD 5295929 · Wells Fargo Advisors · Jacksonville Beach, FL

IA RegisteredBroker

Also appears in the source record as: Michael S Rains; Scott Rains

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (12): California · Florida · Georgia · Indiana · Massachusetts · Michigan · New Jersey · New Mexico · New York · North Carolina · Oregon · South Carolina
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Jacksonville Beach, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Jacksonville Beach, FL · BC capacity

start not retrieved → present
Pnc Investments
Ponte Vedra Beach, FL · IA capacity

Aug 23, 2021 → Nov 1, 2023
Pnc Investments
Ponte Vedra Beach, FL · BC capacity

Aug 16, 2021 → Nov 1, 2023
Pnc Managed Account Solutions, Inc.
Jacksonville, FL · IA capacity

Oct 18, 2017 → Aug 17, 2021
Bbva Securities Inc.
Fernandina Beach, FL · BC capacity

Sep 25, 2017 → Aug 17, 2021
Cetera Investment Advisers LLC
Jacksonville, FL · IA capacity

Apr 6, 2015 → Dec 20, 2016
Cetera Investment Services LLC
Jacksonville, FL · BC capacity

Oct 23, 2014 → Dec 20, 2016
Bbva Compass Investment Solutions, Inc
Jacksonville, FL · BC capacity

Jun 8, 2011 → May 16, 2013
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Nov 16, 2010 → Jun 3, 2011
Suntrust Investment Services, Inc.
Savannah, GA · BC capacity

Apr 25, 2007 → Jul 1, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5295929 ↗ FINRA BrokerCheck record for CRD 5295929 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.