Sivakumar C Veerapandy

CRD 5298799 · Wells Fargo Advisors · Yardley, PA

IA RegisteredBroker

Also appears in the source record as: Chenniappan Veerapandy Sivakumar; Sivakumar Chenniappan Veerapandy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 87Series 7Series 65Series 63
Registered states (28): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Maryland · Massachusetts · Missouri · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Yardley, PA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Yardley, PA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Yardley, PA · IA capacity

May 8, 2015 → Oct 27, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Yardley, PA · BC capacity

May 8, 2015 → Oct 27, 2025
Morgan Stanley
Lawrenceville, NJ · IA capacity

Sep 22, 2009 → May 19, 2015
Morgan Stanley
Lawrenceville, NJ · BC capacity

Sep 3, 2009 → May 19, 2015
Calyon Securities (USA) Inc
New York, NY · BC capacity

Jan 25, 2008 → Sep 4, 2008
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Apr 4, 2007 → Oct 19, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5298799 ↗ FINRA BrokerCheck record for CRD 5298799 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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