John Ming-Lei Lin

CRD 5301354 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: John Ming-Lei Lin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (6): California · Connecticut · Florida · Massachusetts · New Jersey · New York
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
New York, NY · BC capacity

Mar 23, 2010 → Oct 1, 2012
Nylife Securities LLC
Flushing, NY · BC capacity

Nov 13, 2008 → Mar 4, 2010
Metlife Securities Inc.
Flushing, NY · BC capacity

Aug 21, 2007 → Aug 28, 2008
Axa Advisors, LLC
Melville, NY · BC capacity

Jun 14, 2007 → Aug 6, 2007
John Thomas Financial
New York, NY · BC capacity

Apr 20, 2007 → Apr 23, 2007
Olympia Asset Management,ltd.
New York, NY · BC capacity

Mar 20, 2007 → Mar 27, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5301354 ↗ FINRA BrokerCheck record for CRD 5301354 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.