Suzette Mcintyre
Also appears in the source record as: Suzette Lee Mcintyre; Suzette Lee Obaugh; Suzette Lee Polen
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- SIESeries 7Series 66
- Registered states (13)
- Arkansas · Colorado · Florida · Georgia · Indiana · Michigan · Montana · New Jersey · North Carolina · Ohio · South Carolina · Tennessee · Virginia
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Raymond James Financial Services Advisors, IncHigh Point, NC · IA capacityNov 9, 2017 → Dec 20, 2018
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Raymond James Financial Services, Inc.High Point, NC · BC capacityNov 9, 2017 → Dec 20, 2018
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Lpl Financial LLCHigh Point, NC · IA capacityApr 30, 2014 → Nov 13, 2017
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Lpl Financial LLCHigh Point, NC · BC capacityApr 30, 2014 → Nov 13, 2017
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Mml Investors Services, Inc.Greensboro, NC · BC capacityMar 4, 2009 → Jun 4, 2009
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedHigh Point, NC · IA capacityJul 27, 2007 → Dec 22, 2008
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedHigh Point, NC · BC capacityJun 20, 2007 → Dec 22, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.