Amanda Dyson

CRD 5315831 · Charles Schwab & Co., Inc. · Lone Tree, CO

BrokerRegistration inactive

Also appears in the source record as: Amanda C Dyson; Amanda C Dyson; Amanda Catherine Dyson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (6): Series 52TOSIESeries 7Series 53Series 24Series 66
Registered states (2): Colorado · Texas
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Foreside Fund Services, LLC
Broomfield, CO · BC capacity

Apr 30, 2025 → Aug 6, 2025
Tiaa-Cref Individual & Institutional Services, LLC
Denver, CO · BC capacity

Aug 17, 2022 → Mar 20, 2025
Nuveen Securities, LLC
Chicago, IL · BC capacity

Aug 17, 2022 → Mar 20, 2025
Transamerica Capital, Inc.
Denver, CO · BC capacity

Jul 30, 2019 → Jul 13, 2022
Jackson National Life Distributors LLC
Franklin, TN · BC capacity

Jun 27, 2017 → Jul 24, 2019
Alps Portfolio Solutions Distributor, Inc.
Denver, CO · BC capacity

Mar 2, 2016 → Jun 28, 2017
Alps Advisors, Inc.
Denver, CO · IA capacity

Apr 8, 2014 → Jun 28, 2017
Alps Distributors, Inc.
Denver, CO · BC capacity

Mar 19, 2014 → Jun 28, 2017
Nfp Securities, Inc.
Denver, CO · IA capacity

Jun 4, 2012 → Mar 5, 2014
Nfp Securities, Inc.
Denver, CO · BC capacity

Jun 4, 2012 → Mar 5, 2014
Wells Fargo Advisors, LLC
Denver, CO · IA capacity

Mar 3, 2011 → Jun 4, 2012
Wells Fargo Advisors, LLC
Denver, CO · BC capacity

Mar 3, 2011 → Jun 4, 2012
Cbiz Wealth Management, LLC
Cleveland, OH · IA capacity

Nov 11, 2010 → Mar 4, 2011
Cbiz Financial Solutions, Inc.
Cleveland, OH · BC capacity

Nov 11, 2010 → Mar 4, 2011
Multi-Financial Securities Corporation
Greenwood Village, IL · IA capacity

Aug 12, 2009 → Jun 4, 2010
Multi-Financial Securities Corporation
Greenwood Village, CO · BC capacity

Sep 17, 2008 → Jun 4, 2010

Source & corrections

Where this page comes from

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