Christopher Coviello

CRD 5326055 · Charles Schwab & Co., Inc. · Austin, TX

BrokerRegistration inactive

Also appears in the source record as: Christopher J Coviello; Christopher James Coviello; Christopher Coviello

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (3): SIESeries 7Series 66
Registered states (1): Texas
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Austin, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Austin, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

Nov 30, 2020 → Feb 25, 2025
Usaa Investment Services Company
San Antonio, TX · IA capacity

Mar 19, 2018 → Jun 22, 2020
Usaa Investment Services Company
San Antonio, TX · BC capacity

Mar 19, 2018 → Jun 22, 2020
John Hancock Personal Financial Services, LLC
Boston, MA · IA capacity

Sep 20, 2016 → Oct 27, 2017
National Financial Services LLC
Boston, MA · BC capacity

Dec 22, 2015 → May 5, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boston, MA · IA capacity

Jul 30, 2007 → Mar 10, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boston, MA · BC capacity

Jul 4, 2007 → Mar 10, 2011

Source & corrections

Where this page comes from

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