Frankie Jo Renee Ceja
Also appears in the source record as: Frankie Jo Ceja; Frankie Jo Olmos; Frankie Jo Renee Olmos
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 10Series 9SIESeries 31Series 7
- Registered states (34)
- Alabama · Alaska · Arizona · California · Colorado · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Mexico · New York · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 19
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (10)
From the source registration record · current first
-
Mar 31, 2025 → present
-
Jun 11, 2020 → present
-
start not retrieved → present
-
Fidelity Personal And Workplace AdvisorsIA capacityJun 15, 2020 → Mar 31, 2025
-
Wells Fargo Clearing Services, LLCIA capacityApr 29, 2014 → Jun 4, 2020
-
Wells Fargo Clearing Services, LLCBD capacityApr 25, 2014 → Jun 4, 2020
-
Ubs Financial Services Inc.BD capacityNov 19, 2007 → May 5, 2014
-
Ubs Financial Services Inc.IA capacityNov 19, 2007 → May 5, 2014
-
Morgan Stanley & Co., IncorporatedIA capacityAug 24, 2007 → Sep 26, 2007
-
Morgan Stanley & Co., IncorporatedBD capacityJul 17, 2007 → Sep 26, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.