Dana Gillette

CRD 5339604 · Fidelity Brokerage Services LLC · Naples, FL

IA RegisteredBroker

Also appears in the source record as: Dana Joy Gillette; Dana Joy Ryan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (8): Florida · Massachusetts · New Jersey · New York · Pennsylvania · Texas · Utah · Washington
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Naples, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Naples, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Naples, FL · IA capacity

Jul 21, 2022 → Mar 31, 2025
Td Ameritrade, Inc.
Naples, FL · IA capacity

Feb 27, 2018 → Apr 25, 2022
Td Ameritrade Investment Management, LLC
Naples, FL · IA capacity

Feb 26, 2018 → Apr 25, 2022
Td Ameritrade, Inc.
Naples, FL · BC capacity

Feb 26, 2018 → Apr 25, 2022
Charles Schwab & Co., Inc.
Naples, FL · IA capacity

Mar 9, 2022 → Apr 21, 2022
Charles Schwab & Co., Inc.
Naples, FL · BC capacity

Jan 26, 2022 → Apr 21, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

Feb 16, 2017 → Feb 26, 2018
Scottrade, Inc.
Tacoma, WA · BC capacity

Apr 29, 2016 → Feb 26, 2018
Bancwest Investment Services, Inc.
Breckenridge, CO · BC capacity

Jun 10, 2014 → Nov 6, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5339604 ↗ FINRA BrokerCheck record for CRD 5339604 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.