Sami Aslam

CRD 5340147 · J.P. Morgan Securities LLC · Port Washington, NY

IA RegisteredBroker

Also appears in the source record as: Sami S Aslam; Sami Aslam; Sami Syed Aslam

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (5): Illinois · New Jersey · New York · North Carolina · Texas
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Port Washington, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Port Washington, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Port Washington, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Great Neck, NY · IA capacity

May 6, 2024 → Mar 15, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Great Neck, NY · BC capacity

May 6, 2024 → Mar 15, 2026
Citigroup Global Markets Inc.
Rego Park, NY · IA capacity

Sep 14, 2020 → Apr 30, 2024
Citigroup Global Markets Inc.
Rego Park, NY · BC capacity

Dec 22, 2017 → Apr 30, 2024
Chase Investment Services Corp.
Garden City, NY · BC capacity

Jun 12, 2007 → Nov 18, 2009

Source & corrections

Where this page comes from

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