Scott Wallace Balderas

CRD 5342933 · Charles Schwab & Co., Inc. · San Diego, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (25): Alabama · Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Iowa · Massachusetts · Minnesota · Nevada · New Jersey · New York · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Diego, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Diego, CA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
San Diego, CA · IA capacity

start not retrieved → present
Strategic Advisers, Inc.
New York, NY · IA capacity

Apr 11, 2011 → Nov 3, 2017
Fidelity Brokerage Services LLC
New York, NY · BC capacity

Mar 31, 2010 → Nov 1, 2017
Goldman, Sachs & Co.
New York, NY · BC capacity

Jan 9, 2008 → Mar 5, 2009
Wells Fargo Investments, LLC
Salt Lake City, UT · IA capacity

Jul 20, 2007 → Dec 20, 2007
Wells Fargo Investments, LLC
Salt Lake City, UT · BC capacity

Jul 4, 2007 → Dec 20, 2007

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.