Errol Tristan Stradling

CRD 5346790 · J.P. Morgan Securities LLC · Glendale, AZ

IA RegisteredBroker

Also appears in the source record as: Tristan Stradling; E Tristan Stradling

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (3): Arizona · North Carolina · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Glendale, AZ · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Peoria, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Glendale, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Peoria, AZ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Glendale, AZ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chandler, AZ · IA capacity

Feb 11, 2013 → Mar 25, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Chandler, AZ · BC capacity

Feb 8, 2013 → Mar 25, 2026
Country Capital Management Company
Phoenix, AZ · BC capacity

Dec 13, 2012 → Jan 8, 2013
Usaa Financial Planning Services
Phoenix, AZ · IA capacity

Jun 8, 2012 → Dec 7, 2012
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Sep 19, 2008 → Dec 7, 2012
Usaa Investment Management Company
Phoenix, AZ · IA capacity

Sep 29, 2008 → Jun 12, 2012
Strategic Advisers, Inc.
Salt Lake City, UT · IA capacity

Dec 6, 2007 → Aug 18, 2008
Fidelity Brokerage Services LLC
Salt Lake City, UT · BC capacity

Jul 4, 2007 → Aug 18, 2008

Source & corrections

Where this page comes from

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