Paul E Harnisth

CRD 5347111 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Paul Enrique Harnisth; Paul Harnisth Sr; Paul Harnisth; Paul Enrique Harnisth Pinos; Paul Enrique Harnisth Sr; Paul Harnisth-Pinos

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 6Series 66Series 63
Registered states (24): Alabama · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Maryland · Massachusetts · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Axa Advisors, LLC
Ft. Lauderdale, FL · BC capacity

Feb 3, 2020 → Jun 11, 2020
Lpl Financial LLC
Deerfield Beach, FL · BC capacity

Sep 22, 2015 → Sep 28, 2016
Metlife Securities Inc.
Boca Raton, FL · BC capacity

Jan 29, 2009 → Apr 21, 2010
Nylife Securities LLC
Melville, NY · BC capacity

Jul 30, 2008 → Sep 19, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5347111 ↗ FINRA BrokerCheck record for CRD 5347111 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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