Charles Joseph Klausmeier

CRD 5351554 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Charles Klausmeier; Chuck Klausmeier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 7TOSIESeries 7Series 66
Registered states (20): Arizona · California · Colorado · Idaho · Illinois · Iowa · Kansas · Minnesota · Missouri · Montana · Nebraska · Nevada · North Dakota · Oklahoma · Oregon · South Dakota · Texas · Utah · Wisconsin · Wyoming
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Usaa Investment Services Company
Colorado Springs, CO · BC capacity

Jun 24, 2025 → Dec 12, 2025
Usaa Investment Services Company
San Antonio, TX · IA capacity

Jan 8, 2018 → Jul 7, 2020
Usaa Financial Advisors, Inc.
Colorado Springs, CO · BC capacity

May 12, 2016 → Jun 18, 2020
Usaa Financial Planning Services
Colorado Springs, CO · IA capacity

May 13, 2016 → Jan 8, 2018
T. Rowe Price Advisory Services, Inc.
Colorado Springs, CO · IA capacity

Sep 19, 2007 → Apr 25, 2016
T. Rowe Price Investment Services, Inc.
Colorado Springs, CO · BC capacity

Jul 6, 2007 → Apr 25, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5351554 ↗ FINRA BrokerCheck record for CRD 5351554 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.